Business Oversight

Official Website: http://www.dbo.ca.gov

The Department of Business Oversight (DBO) provides protection to consumers and services to businesses engaged in financial transactions. The Department regulates a variety of financial services, products and professionals. The Department oversees the operations of state-licensed financial institutions, including banks, credit unions, money transmitters, issuers of payment instruments and travelers checks, and premium finance companies. Additionally, the Department licenses and regulates a variety of financial businesses, including securities brokers and dealers, investment advisers, deferred deposit (commonly known as payday loans) and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises and off-exchange commodities.

Forms & Documents

Browse all Business Oversight government forms

81 - 92 of 92 forms

Form Title Topics
Summary of Notice of Sale Business Oversight, DOC, DOC
Summary of Personnel Business Oversight, DOC, DOC
Survey for Licensees Engaged in Business under the California Deferred Deposit Transaction Law Business Oversight, DOC, DOC
Time Certificate or Certificate of Deposit Business Oversight, DOC, DOC
Top 10 Ways to Expedite 2017 Franchise Renewal Application Business Oversight, DOC, DOC
Uniform Application for Broker-Dealer Registration Business Oversight, DOC, DOC
Uniform Application for Investment Adviser Registration Form ADV Part II Business Oversight, DOC, DOC
Uniform Application for Securities Industry Regulation or Transfer Business Oversight, DOC, DOC
Uniform Franchise Registration Renewal Statement Business Oversight, DOC, DOC
Uniform Request for Broker-Dealer Withdrawal Business Oversight, DOC, DOC
Uniform Termination Notice for Securities Industry Registration Business Oversight, DOC, DOC
Verification Form Pursuant to California Code of Regulations Rule 260.241.2(B Business Oversight, DOC, DOC

Contact Information & Office Locations

All 6 contact points

DBO Main Office

Sacramento

Address:
1515 K Street
Suite 200
Sacramento, CA 95814-4052

Phone numbers:
  • (916) 445-7205
  • (866) 275-2677
Emails:
  • ASK.DBO@dbo.ca.gov

Los Angeles Office

Address:
300 S. Spring Street
Suite 15513
Los Angeles, CA 90013-1259

Phone numbers:
  • (213) 897-2085
  • (866) 275-2677

Los Angeles Office

Address:
320 West 4th Street
Suite 750
Los Angeles, CA 90013-2344

Phone numbers:
  • (213) 576-7500
  • (866) 275-2677

San Diego Office

Address:
1350 Front St.
#2034
San Diego, CA 92101-3697

Phone numbers:
  • (619) 525-4233
  • (866) 275-2677

San Diego Office

Address:
7575 Metropolitan Drive
Suite 108
San Diego, CA 92108-4421

Phone numbers:
  • (619) 682-7227
  • (866) 275-2677

San Francisco Office

Address:
One Sansome Street
Suite 600
San Francisco, CA 94104-4428

Phone numbers:
  • (415) 972-8565
  • (866) 275-2677

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