Business Oversight

Official Website: http://www.dbo.ca.gov

The Department of Business Oversight (DBO) provides protection to consumers and services to businesses engaged in financial transactions. The Department regulates a variety of financial services, products and professionals. The Department oversees the operations of state-licensed financial institutions, including banks, credit unions, money transmitters, issuers of payment instruments and travelers checks, and premium finance companies. Additionally, the Department licenses and regulates a variety of financial businesses, including securities brokers and dealers, investment advisers, deferred deposit (commonly known as payday loans) and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises and off-exchange commodities.

Forms & Documents

Browse all Business Oversight government forms

41 - 60 of 92 forms

Form Title Topics
Index of Fees, Fines, and Penalties Business Oversight, DOC, DOC
Instructions for Application by Permit Business Oversight, DOC, DOC
Instructions for Completing the 2017 Annual Report for Lenders and Brokers Licensed under the California Financing Law Business Oversight, DOC, DOC
Instructions for Deposit of Cash in Lieu of Surety Bond Business Oversight, DOC, DOC
Instructions for Establishing Records and Accounts Pursuant to the Escrow Law Business Oversight, DOC, DOC
Instructions for Section 260.141.11 Restriction on Transfer Business Oversight, DOC, DOC
License and Certificates to Citizens and Aliens Business Oversight, DOC, DOC
Look Before You Leap - Guide to Buying a Franchise Business Oversight, DOC, DOC
Negotiated Sales Exempt Under 31109.1 of the Corporations Codes - Summary Description Business Oversight, DOC, DOC
Nonprofit Community Service Organization Audit Report And Declaration Business Oversight, DOC, DOC
Notice of Dissolution or Termination of Engaging in the Activities of a Prorater Business Oversight, DOC, DOC
Notice of Fingerprint Processing Requirements under the California Deferred Deposit Transaction Law Business Oversight, DOC, DOC
Notice Of Fingerprint Processing Requirements Under the California Financing Law Business Oversight, DOC, DOC
Notice of Fingerprint Processing Requirements under the California Residential Mortgage Lending Act Business Oversight, DOC, DOC
Notice of Issuance of Securities by An Investment Company Pursuant to Corporations Code Section 25100.1(b Business Oversight, DOC, DOC
Notice of Issuance of Shares Pursuant to 25102f Business Oversight, DOC, DOC
Notice of Issuance of Shares Pursuant to Corporations Code Section 25102(o Business Oversight, DOC, DOC
Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Capital Access Company Business Oversight, DOC, DOC
Notice of Officers, Directors, Partners, "Control" Persons, Managers, Members, Trustees and Employees of a Residential Mortgage Lender, Residential Mortgage Lender and Servicer or Residential Mortgage Loan Servicer Business Oversight, DOC, DOC
Notice Of Officers, Directors, Trustees, Employees Or Other Persons Directly Or Indirectly Compensated By Escrow Agents Business Oversight, DOC, DOC

Contact Information & Office Locations

All 6 contact points

DBO Main Office

Sacramento

Address:
1515 K Street
Suite 200
Sacramento, CA 95814-4052

Phone numbers:
  • (916) 445-7205
  • (866) 275-2677
Emails:
  • ASK.DBO@dbo.ca.gov

Los Angeles Office

Address:
300 S. Spring Street
Suite 15513
Los Angeles, CA 90013-1259

Phone numbers:
  • (213) 897-2085
  • (866) 275-2677

Los Angeles Office

Address:
320 West 4th Street
Suite 750
Los Angeles, CA 90013-2344

Phone numbers:
  • (213) 576-7500
  • (866) 275-2677

San Diego Office

Address:
1350 Front St.
#2034
San Diego, CA 92101-3697

Phone numbers:
  • (619) 525-4233
  • (866) 275-2677

San Diego Office

Address:
7575 Metropolitan Drive
Suite 108
San Diego, CA 92108-4421

Phone numbers:
  • (619) 682-7227
  • (866) 275-2677

San Francisco Office

Address:
One Sansome Street
Suite 600
San Francisco, CA 94104-4428

Phone numbers:
  • (415) 972-8565
  • (866) 275-2677

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