Business Oversight

Official Website: http://www.dbo.ca.gov

The Department of Business Oversight (DBO) provides protection to consumers and services to businesses engaged in financial transactions. The Department regulates a variety of financial services, products and professionals. The Department oversees the operations of state-licensed financial institutions, including banks, credit unions, money transmitters, issuers of payment instruments and travelers checks, and premium finance companies. Additionally, the Department licenses and regulates a variety of financial businesses, including securities brokers and dealers, investment advisers, deferred deposit (commonly known as payday loans) and certain fiduciaries and lenders. The Department regulates the offer and sale of securities, franchises and off-exchange commodities.

Forms & Documents

Browse all Business Oversight government forms

61 - 80 of 92 forms

Form Title Topics
Notice of Transaction Pursuant to Corporations Code Section 25102(f Business Oversight, DOC, DOC
Notice of Transaction Pursuant to Corporations Code Section 25102(f) - packet Business Oversight, DOC, DOC
Notice of Transaction Under Rule 260.105.33 and/or 260.105.34 Under the Corporate Securities Law of 1968 Business Oversight, DOC, DOC
Notification to Commissioner of Business Oversight of Finder Registration Business Oversight, DOC, DOC
Policy Governing Citizen Complaints Against Peace Officers Business Oversight, DOC, DOC
Real Estate Related Information Required Pursuant To Corporations Code Section 25102.2 Business Oversight, DOC, DOC
Request For Consent To Transfer An Interest In An Escrow Agents License Business Oversight, DOC, DOC
Request for Designation as an Exempt Organization 25100(k Business Oversight, DOC, DOC
Request for Live Scan Service - Applicant Submission Business Oversight, DOC, DOC
Request for Live Scan Service - Applicant Submission Business Oversight, DOC, DOC
Request for Live Scan Service - Applicant Submission Business Oversight, DOC, DOC
Request for Live Scan Service - Applicant Submission Business Oversight, DOC, DOC
Request for Order of Exemption 25100 (l Business Oversight, DOC, DOC
Revised Notice of Fingerprint Processing Requirements under the Escrow Law Business Oversight, DOC, DOC
Schedule of Non Affiliates for Management Certificate Form Business Oversight, DOC, DOC
Second Notice of Transaction Pursuant to Corporations Code Section 25102(n Business Oversight, DOC, DOC
Statement of Identity and Employment Application Business Oversight, DOC, DOC
Statement of Information for Finder Business Oversight, DOC, DOC
Subordination Agreement Business Oversight, DOC, DOC
Summary of Notice of Default Business Oversight, DOC, DOC

Contact Information & Office Locations

All 6 contact points

DBO Main Office

Sacramento

Address:
1515 K Street
Suite 200
Sacramento, CA 95814-4052

Phone numbers:
  • (916) 445-7205
  • (866) 275-2677
Emails:
  • ASK.DBO@dbo.ca.gov

Los Angeles Office

Address:
300 S. Spring Street
Suite 15513
Los Angeles, CA 90013-1259

Phone numbers:
  • (213) 897-2085
  • (866) 275-2677

Los Angeles Office

Address:
320 West 4th Street
Suite 750
Los Angeles, CA 90013-2344

Phone numbers:
  • (213) 576-7500
  • (866) 275-2677

San Diego Office

Address:
1350 Front St.
#2034
San Diego, CA 92101-3697

Phone numbers:
  • (619) 525-4233
  • (866) 275-2677

San Diego Office

Address:
7575 Metropolitan Drive
Suite 108
San Diego, CA 92108-4421

Phone numbers:
  • (619) 682-7227
  • (866) 275-2677

San Francisco Office

Address:
One Sansome Street
Suite 600
San Francisco, CA 94104-4428

Phone numbers:
  • (415) 972-8565
  • (866) 275-2677

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