Securities Board (SSB)

Official Website: https://ssb.texas.gov/

Forms & Documents

Browse all Securities Board (SSB) government forms

1 - 20 of 26 forms

Form Title Topics
ADA Accommodations Request
Application for Renewal Permit
Certification of Balance Sheet by Principal Financial Officer
Consent of Independent Accountants
Consent to Service
Crowdfunding Exemption Notice
Information Concerning Projected Market Prices, and Related Market Information
Intrastate Exemption Notice
Investment Company Report of Sales in the State of Texas
Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises
Public Information Charges - Billing Detail
Renewal Application for Mutual Funds and Other Continuous Offerings
Request for Consideration of a Registration Application by a Military Applicant
Request for Determination of Money Market Fund Status for Federal Covered Securities
Request for Reduced Fees for Certain Persons Registered in Multiple Capacities
Sales Report Form for Non-Continuous Offerings
Secondary Trading Exemption Notice
Secondary Trading Exemption Renewal Notice
Securities Application
Texas Crowdfunding Portal Registration

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